Compliance Solutions (UK) Limited was established in 1999 by Liz Lamb and Craig Hargreaves to deliver a tailored and exclusive support service to firms operating under the Financial Services & Markets Act (2000) to include Financial Advisers, Stockbrokers, Mortgage Brokers and General Insurance Brokers and over time, this has expanded to Accountancy practices whom provide financial services and the Consumer Credit market.

Both Liz and Craig hold recognised professional qualifications and they each have over 20 years of industry experience, working for insurance companies, as financial advisers, as compliance officers and T&C supervisors.

The service they provide draws upon their breadth of experience, commercial awareness and practical skills.

The  success of an advisory firm depends upon the quality of its compliance...

Compliance Solutions is a small firm offering bespoke guidance and support on the regulatory requirements placed upon firms operating in todays financial services market place.

We spend time getting to know you and your business, allowing us to offer a personalised service and guidance specific to the unique demands of your practice, helping to deliver satisfactory outcomes for both you and the Regulator.

Our knowledge and experience is used in an analytical manner, to identify and assimilate information accurately, then advising and helping you to address any areas identified with tangible and manageable solutions.

We have keen eye for detail, excellent communication skills and a clear understanding of the rules and regulations of the Financial Conduct Authority (FCA), embracing the principles involved. Our service is packaged to meet your specific requirements based upon the Regulators rules, principles and best practice.

Knowing how important compliance is in achieving business goals, we make a commitment to deliver a focused approach to the application of the regulatory requirements under the compliance and T&C regimes.

A full consultancy facility is available to help you choose those services that assist you with meeting your own regulatory obligations or as an alternative, individual services can be selected to dovetail into your existing compliance framework.

The success or failure of an advisory company does depend on the quality of its compliance, which is key to any company’s achievements in today's financial services. Being compliant is an integral part of being an authorised and regulated firm. However, by its very nature, it places demands on an individuals time and resources to ensure the FCA requirements are attained and maintained.

We want to help you to deliver your compliance commitments, freeing time and resources for you to focus upon your core business activity, delivering services to your customers.